Associate Director, Leadership Development, Leadership Effectiveness, and FINRA Coaching Academy - FINRA

Here is a great opportunity for a learning trailblazer who can assess the learning needs, and roll-up sleeves to design and implement learning solutions for specific business outcomes! Join our Learning, Talent & Organizational Development (LTOD) team and have an opportunity to design, facilitate and manage a range of leadership development programs in service of investing in our talent for regulatory excellence and investor confidence.

As the Associate Director of Leadership Development, Leadership Effectiveness and FINRA Coaching Academy you will oversee the design, development, and implementation of leadership programs aimed at fostering high-impact leadership capabilities across the organization. This role will involve driving leadership initiatives that align with organizational goals and culture, collaborating with key stakeholders, and continuously improving programs based on performance data and best practices.

• Lead the end-to-end development and execution of leadership programs and initiatives across different levels of the organization, ensuring alignment with strategic goals, business needs and leadership competencies.
• Oversee program delivery, including the facilitation of workshops, seminars, and online learning modules.
• Partner with internal teams, HRBPs, and external consultants to assess current leadership competencies, identify gaps, and design targeted development interventions.
• Monitor and evaluate the effectiveness of leadership development programs using data analytics and participant feedback to ensure continuous improvement.
• Develop and manage the leadership development budget for specific programs, ensuring optimal allocation of resources to achieve strategic objectives.
• Serve as a trusted advisor to key stakeholders on leadership development strategies, ensuring alignment with organizational culture, and overall talent strategy.
• Stay informed on the latest trends in leadership development and incorporate innovative practices and tools that enhance program effectiveness and learner experience.
• Coordinate with the broader HR team to ensure seamless integration of leadership development with other learning and development programs.

Education/Experience Requirements:

• Bachelors degree with a minimum of seven years relevant experience
• Experience managing people or cross-functional teams
• In-depth project management skills
• Strong quantitative and qualitative analytical skills
• Proven ability to collaborate and influence to achieve outcomes
• Proven experience in designing and delivering large-scale leadership programs for leaders at all levels.
• Strong track record of partnering with senior leaders and key stakeholders to drive leadership strategy and initiatives.
• Experience with working in a collaborative, virtual, matrixed environment.
• Deep knowledge of leadership development frameworks, adult learning principles, and program design.
• Strong facilitation skills with the ability to engage and inspire leaders across levels.
• Excellent strategic thinking, problem-solving, and project management skills.
• Exceptional interpersonal and communication skills, with the ability to influence and collaborate effectively with senior stakeholders.
• Ability to manage multiple projects simultaneously in a fast-paced environment preferable.
• Strong analytical skills and proficiency in leveraging data to measure program effectiveness and drive continuous improvement preferred.
• Bachelor’s degree in Human Resources, Organizational Development, Business, or Master’s degree in adult learning is preferred.
• Leadership certifications (e.g., coaching, Clifton Strengths, assessments like MBTI, DiSC) are a plus.

For work that is performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, NY, NY, MD, Washington DC, and WA the chart below outlines the proposed salary range for the corresponding location. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons.

CA: Minimum Salary $124,300, Maximum Salary $235,500

CO/HI/MN/VT*: Minimum Salary $108,200, Maximum Salary $196,200

IL*: Minimum Salary $119,200, Maximum Salary $215,900
Jersey City, NJ/NY, NY: Minimum Salary $129,800, Maximum Salary $235,500

MD/Washington, DC: Minimum Salary $124,300, Maximum Salary $225,700

WA: Minimum Salary $108,200, Maximum Salary $225,700

*Including positions performed outside the state but reporting to an office or manager in that state.

Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA.

#LI-Hybrid

To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.

The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.

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Employees may be eligible for a discretionary bonus in addition to base pay. FINRA provides comprehensive health, dental and vision insurance.  Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.  FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement and many other benefits. 

Time Off and Paid Leave*

FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.

*Based on full-time schedule

Important Information

FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.

You can read more about these restrictions here.

As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.

Search Firm Representatives

Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.

FINRA is an Equal Opportunity and Affirmative Action Employer

All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates.

FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.

FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.

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