Market Price Risk and Control Volcker Rule Office Consultant - Rose International

Education:
Bachelor’s/University degree

Qualifications:
• 3-10 years of relevant experience
• Hands-on experience in implementing structured business/operational processes and associated business requirements documentation
• Understanding of global markets trading products (Fixed Income, Equity, Currencies & Commodities) and/or securities services (Prime, Collateral, Clearing, Custody, Fund Services)
• Understanding of front-office trading processes across the full trade lifecycle within a large bank/dealer
• Experience with JIRA, Corporate Applications, and advanced Excel skills
• Experience with PowerPoint and SharePoint
• Comfort in working with large data sets

Experience Preferred
• Analytical skills, strong attention to detail
• Project management/business analysis skills; ability to gain consensus among staff and drive initiatives to completion effectively
• Interpersonal, influencing, and organizational skills
• Verbal and written communication skills, to effectively produce documentation. Ability to communicate complex technical issues to non-technical colleagues
• Appropriate industry knowledge & delivery track record is preferred

The Volcker Rule Office (VRO) is the Company’s first-line function that manages our ongoing firm-wide compliance with the Volcker Rule.
Responsibilities include the design, operation, and oversight of the central proprietary trading and covered fund control framework required to ensure the Company has a reasonably designed program for compliance with the Volcker Rule.
Working closely with the businesses, ICRM, Legal, Finance, and Risk, the team is responsible for the design and operation of key Volcker controls for the firm including, but not limited to, Reasonably Expected Near Term Demand (RENTD) analysis for limit setting, Trading Mandates, Risk Mitigating Hedging controls and Metrics reporting to the Volcker Regulators.
As a member of the Volcker Rule Office, you will deliver integrated solutions supporting the Company’s global Volcker Rule compliance program, in line with regulatory expectations, and working closely with the front office, Independent Risk, Compliance, and other functions.
Responsibilities and priorities will reflect the needs of the organization and will evolve over time

following are some of the specific activities expected of this role:
• Conduct daily Volcker controls monitoring. Investigate exceptions impacting the desk’s documented scope and deviations from permissible activities
• Communicate and coordinate with different stakeholders to ensure exceptions are remediated within established SLAs
• Be the central point of contact for maintaining the hierarchy structure. Make updates to keep the structure aligned to finance updates or as required by business objectives.
• Conduct monthly metrics reviews with various businesses. Document any outstanding issues and work with stakeholders for remediation
• Perform semi-annual and annual processes ensuring the relevant procedures are being adhered to at all times
• Perform ad-hoc requests for senior management including PowerPoint decks, data pulls, and Internal Audit (IA)/Regulatory requests
• Identify, prioritize and proactively manage dependencies, risks, exceptions, and issues
• Partner with the wider Price Risk & Controls team to improve the alignment of Volcker to FRTB requirements

Benefits:

For information and details on employment benefits offered with this position, please visit here .Should you have any questions / concerns, please contact our HR Department via our secure website .

California Pay Equity:
For information and details on pay equity laws in California, please visit the State of California Department of Industrial Relations' website here.

Rose International is an Equal Opportunity Employer.All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender(expression or identity), national origin, arrest and conviction records, disability, veteran status or any other characteristic protected by law.Positions located in San Francisco and Los Angeles, California will be administered in accordance with their respective Fair Chance Ordinances.

If you need assistance in completing this application, or during any phase of the application, interview, hiring, or employment process, whether due to a disability or otherwise, please contact our HR Department.

Rose International has an official agreement (ID #132522), effective June 30, 2008, with the U.S. Department of Homeland Security, U.S. Citizenship and Immigration Services, Employment Verification Program (E-Verify). (Posting required by OCGA 13/10-91.).