Senior Internal Auditor - Tandym
Manhattan, NY
About the Job
A bank is seeking an experienced professional to join their growing team as a Senior Internal Auditor in their New York City office.
Responsibilities:
- Lead a variety of audit activities, covering different areas, organizational structures, processes including planning, testing, risk and control evaluation, issue dimensioning and report drafting while ensuring audit activities are completed timely and within budget
- Finalize audit findings and use risk-based judgment to provide an overall opinion on the control environment and communicate results to senior management
- Manage the implementation of remedial actions related to audit findings and verify / validate their completion
- Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and engage in the various forms of Internal Audit and firmwide continued learning
- Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues, maintaining independence
- Perform other duties, as needed
Qualifications:
- Minimum of five years' experience; 3 years' experience at a large financial firm (Commercial Banking, Brokerage, Insurance), large accounting or advisory firm or banking regulator
- Bachelor's Degree in a business discipline (Accounting, Finance, or Economics) from an accredited institution
- Knowledge of banking regulations, particularly concerning BSA/AML and Sanctions (OFAC), familiarity with FFIEC BSA/AML examination manuals
- Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Knowledge of Institute of Internal Auditors (IIA), Bank Administration Institute (BAI), and the American Bankers Association (ABA) auditing, banking and regulatory standards
- Efficient communication (verbal and written)
- Strong analytical skills
- Practical knowledge of MS Office (Word, Excel, Access)
Desired Skills:
- Knowledge of corporate governance, risk management best practices, and corporate banking services; experience in auditing the credit area or in a loan review function
- CIA, CFSA or CPA certification is a plus, CAMS certification
- familiarity or experience with a compliance-based system
Reference # 501879
Source : Tandym