Associate at Goldman Sachs & Co. LLC
Salt Lake City, UT
About the Job
Associate with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Manage a team of compliance analysts covering communication surveillance Utilize e-communications surveillance systems to review messages for content, appropriateness, regulatory compliance, and the misuse of confidential information. Independently identify, document, and resolve potential regulator and compliance issues. Requires: Bachelor’s degree (U.S. or foreign equivalent) in Legal Studies, Finance, Accounting, or a relevant analytical field. One (1) year of experience in the job offered or in a related role. Must have one (1) year of experience with: identifying potential regulatory and compliance risks and issues while reviewing written communications by finding potential breaches of firm policies, including off-channel business communications, leakage of sensitive information, or inappropriate commentary; presenting and providing verbal and written reporting and metrics to senior management and responding to other ad hoc requests from stakeholders including requests from internal audit and/or regulators; developing and reviewing firmwide policies in collaboration with other teams to provide guidance to employees on communications compliance related matters; applying knowledge of financial products and relevant laws and regulations to manage and mitigate regulator and compliance risk, including market manipulation and spoofing; utilizing electronic discovery tools including experience with identifying, reviewing, and producing relevant electronically stored information; and utilizing MS Office tools, such as Excel, to create pivot tables, running formulas, and macros. Job Code: 7740404.
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