Audit Director, Audit Practices - Quality Programs (Hybrid) - Capital One
Plano, TX 75023
About the Job
Center 1 (19052), United States of America, McLean, VirginiaAudit Director, Audit Practices - Quality Programs (Hybrid)Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee
Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations
Audit’s vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.Capital One is seeking an energetic, self-motivated Audit Director interested in joining the Audit Practices (“Practices”) Team
As a leader on the Practices team you will help teach, challenge, and elevate the work of Audit
The Practices team works to drive industry-leading audit practices that enable a dynamic approach to assurance and respond to change
As Director, Audit Practices - Quality Programs you will be responsible for setting the strategic direction and providing oversight of the Quality Programs team, including Audit’s Quality Assurance & Improvement (QAIP) and Quality Control (QC) programs
The Director will oversee the development of the QAIP Plan and QC Programs, including analysis, selection, planning, execution, review, reporting, and training
In addition, the Director will use automation and technology capabilities to advance quality program objectives and audit practitioner experience. Responsibilities: Apply strategic thinking to set the direction and ensure continuous improvement in addition to day-to-day operational management of the Quality Programs team
Collaborate effectively across multiple organizations including Audit Practices, Audit Delivery, and other horizontal functions, including fostering strong relationships.In partnership with the broader Practices leadership, develop mechanisms to ensure consistent quality of Audit deliverables.Partner with Audit analytics and technology teams use automation and technology capabilities to advance quality program objectives and audit practitioner experience. Clearly and concisely communicate (written and verbal) updates to key stakeholders on quality program results; oversee the preparation of communications (e.g., presentations, quarterly reports) .Identify opportunities to streamline, automate and enhance our quality programs, including leveraging data analytics to enhance program value.Prioritize and oversee team activities, in addition to independently completing multiple tasks across the team and department
Demonstrate the ability to successfully meet deadlines and identify/escalate impediments in a timely manner.Provide people leadership, both directly and indirectly, including training, coaching, and mentoringDevelop a deep understanding of Audit Methodology and partner with Practices counterparts to influence methodology enhancementsHere’s what we’re looking for in an ideal teammate:You are a critical thinker who seeks to understand current Audit Methodology in a way that supports your ability to disposition QA / QC findings.You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.You hold a deep sense of pride for the quality and timeliness of workYou adapt to change, embrace bold ideas, and are intellectually curious
You like to ask questions, test assumptions, and challenge conventional thinking.You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.You build credibility through collaborative relationships and seek to understand the challenges of others.You’re a firm believer that a rich understanding of data, innovation, and technology leads to better audit outcomes and you seek to further your own knowledge and technical expertise. You’re a teacher
You do the right thing and lead by example
You have a passion for coaching and investing in the betterment of your team
You lead through change with candor and optimism.You create energy and an environment that fosters trust, collaboration, teamwork, and belonging, making it easy to attract, hire, and retain top talent.Basic Qualifications:Bachelor’s Degree or military experienceAt least 10 years of experience in auditing, risk management, or a combinationAt least 3 years of project management experience or at least 3 years of experience managing audit engagementsAt least 3 years of experience in people management Preferred Qualifications:Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).12+ years of experience in internal or external auditing or risk management, or a combination6+ years of experience in financial services6+ years of experience performing industry research or data analysis in support of internal auditingAt least 5 years of experience in people managementAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting
Monday and Fridays are enterprise- wide virtual work days
Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Learn more at the Capital One Careers website
Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.This role is expected to accept applications for a minimum of 5 business days.No agencies please
Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace
All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law
Capital One promotes a drug-free workplace
Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at
All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to
Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp
(COPSSC).SummaryLocation: McLean, VA; Richmond, VA; Plano, TXType: Full time
Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations
Audit’s vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.Capital One is seeking an energetic, self-motivated Audit Director interested in joining the Audit Practices (“Practices”) Team
As a leader on the Practices team you will help teach, challenge, and elevate the work of Audit
The Practices team works to drive industry-leading audit practices that enable a dynamic approach to assurance and respond to change
As Director, Audit Practices - Quality Programs you will be responsible for setting the strategic direction and providing oversight of the Quality Programs team, including Audit’s Quality Assurance & Improvement (QAIP) and Quality Control (QC) programs
The Director will oversee the development of the QAIP Plan and QC Programs, including analysis, selection, planning, execution, review, reporting, and training
In addition, the Director will use automation and technology capabilities to advance quality program objectives and audit practitioner experience. Responsibilities: Apply strategic thinking to set the direction and ensure continuous improvement in addition to day-to-day operational management of the Quality Programs team
Collaborate effectively across multiple organizations including Audit Practices, Audit Delivery, and other horizontal functions, including fostering strong relationships.In partnership with the broader Practices leadership, develop mechanisms to ensure consistent quality of Audit deliverables.Partner with Audit analytics and technology teams use automation and technology capabilities to advance quality program objectives and audit practitioner experience. Clearly and concisely communicate (written and verbal) updates to key stakeholders on quality program results; oversee the preparation of communications (e.g., presentations, quarterly reports) .Identify opportunities to streamline, automate and enhance our quality programs, including leveraging data analytics to enhance program value.Prioritize and oversee team activities, in addition to independently completing multiple tasks across the team and department
Demonstrate the ability to successfully meet deadlines and identify/escalate impediments in a timely manner.Provide people leadership, both directly and indirectly, including training, coaching, and mentoringDevelop a deep understanding of Audit Methodology and partner with Practices counterparts to influence methodology enhancementsHere’s what we’re looking for in an ideal teammate:You are a critical thinker who seeks to understand current Audit Methodology in a way that supports your ability to disposition QA / QC findings.You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.You hold a deep sense of pride for the quality and timeliness of workYou adapt to change, embrace bold ideas, and are intellectually curious
You like to ask questions, test assumptions, and challenge conventional thinking.You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.You build credibility through collaborative relationships and seek to understand the challenges of others.You’re a firm believer that a rich understanding of data, innovation, and technology leads to better audit outcomes and you seek to further your own knowledge and technical expertise. You’re a teacher
You do the right thing and lead by example
You have a passion for coaching and investing in the betterment of your team
You lead through change with candor and optimism.You create energy and an environment that fosters trust, collaboration, teamwork, and belonging, making it easy to attract, hire, and retain top talent.Basic Qualifications:Bachelor’s Degree or military experienceAt least 10 years of experience in auditing, risk management, or a combinationAt least 3 years of project management experience or at least 3 years of experience managing audit engagementsAt least 3 years of experience in people management Preferred Qualifications:Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).12+ years of experience in internal or external auditing or risk management, or a combination6+ years of experience in financial services6+ years of experience performing industry research or data analysis in support of internal auditingAt least 5 years of experience in people managementAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting
Monday and Fridays are enterprise- wide virtual work days
Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
Learn more at the Capital One Careers website
Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.This role is expected to accept applications for a minimum of 5 business days.No agencies please
Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace
All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law
Capital One promotes a drug-free workplace
Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at
1-800-304-9102
or via email at RecruitingAccommodation@capitalone.com
All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.For technical support or questions about Capital One's recruiting process, please send an email to
Careers@capitalone.comCapital
One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.Capital One Financial is made up of several different entitiesPlease note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp
(COPSSC).SummaryLocation: McLean, VA; Richmond, VA; Plano, TXType: Full time
Source : Capital One