Audit Manager - Global Corporate and Investment Banking at Eclaro
New York, NY
About the Job
Audit Manager - Global Corporate and Investment Banking
Job Number: 24-02294
Grab the opportunity to achieve your full potential! ECLARO is looking for an Audit Manager - Global Corporate and Investment Banking for our client in New York, NY.
ECLARO’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals
If you’re up to the challenge, then take a chance at this rewarding opportunity!
Salary: 120000.00-160000.00 $/Year
Position Overview:
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs)
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships
Job expectations include fostering an inclusive work environment, and mentoring team members.
This role is for the Global Corporate and Investment Banking audit team
We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing
The team is also responsible for credit risk management and global payment services audits in EMEA.
The candidate will be working with the team based in EMEA and APAC and most of our audits are global
An Audit Manager is expected to lead audits and a team of auditors working on the audit
This role will also support the management team with ongoing Audit related tasks.
Responsibilities:
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.
Required Qualifications:
Minimum 3-5 years covering Internal Audit in the Corporate and Investment Banking Business, GCIB (e.g
equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc) (tier 1 investment bank preferred)
Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services
Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge
Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology
Sound organizational, analytical, oral, and written communication skills
Experience with stakeholder management and ability to influence management and lead changes (including respectful and objective challenge of stakeholder views on risks and controls)
Experience with leading a team, project management and coaching less experienced team members
Pro-active, positive attitude, exhibits sense of ownership, flexibility and intellectual curiosity
Ability to manage/ juggle multiple work efforts and deliver quality work timely
Bachelor's Degree
Desired Qualifications:
Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications
Required Skills:
Analytical Thinking
Audit Planning
Internal Audit Review
Issue Management
Risk Management
Business Acumen
Coaching
Project Management
Relationship Building
Written Communications
Attention to Detail
Automation
Critical Thinking
Technical Documentation
Knowledge of banking products and processes
Familiar with risk and controls in the business mentioned
Analytical skills
Makes sound judgement regarding gaps and risks associated
Stakeholder engagement and communication skills, including communicating issues
Report writing skills
Presentation skills – ability to summarize the key messages for senior management/stakeholders
If interested, you may contact:
Merly Villanueva
Merly Villanueva | LinkedIn
Equal Opportunity Employer: ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
Job Number: 24-02294
Grab the opportunity to achieve your full potential! ECLARO is looking for an Audit Manager - Global Corporate and Investment Banking for our client in New York, NY.
ECLARO’s client is one of the world's largest financial institutions, committed to providing the tools and services that bridge the gap between customers and their goals
If you’re up to the challenge, then take a chance at this rewarding opportunity!
Salary: 120000.00-160000.00 $/Year
Position Overview:
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs)
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships
Job expectations include fostering an inclusive work environment, and mentoring team members.
This role is for the Global Corporate and Investment Banking audit team
We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing
The team is also responsible for credit risk management and global payment services audits in EMEA.
The candidate will be working with the team based in EMEA and APAC and most of our audits are global
An Audit Manager is expected to lead audits and a team of auditors working on the audit
This role will also support the management team with ongoing Audit related tasks.
Responsibilities:
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.
Required Qualifications:
Minimum 3-5 years covering Internal Audit in the Corporate and Investment Banking Business, GCIB (e.g
equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc) (tier 1 investment bank preferred)
Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services
Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge
Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology
Sound organizational, analytical, oral, and written communication skills
Experience with stakeholder management and ability to influence management and lead changes (including respectful and objective challenge of stakeholder views on risks and controls)
Experience with leading a team, project management and coaching less experienced team members
Pro-active, positive attitude, exhibits sense of ownership, flexibility and intellectual curiosity
Ability to manage/ juggle multiple work efforts and deliver quality work timely
Bachelor's Degree
Desired Qualifications:
Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications
Required Skills:
Analytical Thinking
Audit Planning
Internal Audit Review
Issue Management
Risk Management
Business Acumen
Coaching
Project Management
Relationship Building
Written Communications
Attention to Detail
Automation
Critical Thinking
Technical Documentation
Knowledge of banking products and processes
Familiar with risk and controls in the business mentioned
Analytical skills
Makes sound judgement regarding gaps and risks associated
Stakeholder engagement and communication skills, including communicating issues
Report writing skills
Presentation skills – ability to summarize the key messages for senior management/stakeholders
If interested, you may contact:
Merly Villanueva
merly.villanueva@eclaro.com
6467559379
Merly Villanueva | LinkedIn
Equal Opportunity Employer: ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
