Compliance Risk Management Lead - Vice President - JPMorgan Chase
New York, NY
About the Job
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Compliance Risk Management Lead for the Commodities team within Compliance, Conduct and Operational Risk (CCCOR), you will be covering the Global Commodities Group (GCG) in the Corporate & Investment Bank (CIB). You will need to be comfortable working with a wide range of stakeholders including senior management, and maintain credible relationships across technology and control organizations.
Job Responsibilities
+ Identifying and managing compliance and conduct risk related to trading of financial OTC derivatives, listed futures and physical commodities
+ Provide independent challenge related to business decision-making and risk management processes
+ Build and maintain strong relationships with front-office personnel, business managers, control managers, technology and other business-aligned corporate functions to facilitate dialogue and effective implementation of solutions
+ Work proactively to maintain, enhance and develop an effective control environment and supervisory program
+ Provide Compliance perspective in New Business Initiative and Change Management reviews;
+ Draft and review Compliance policies, standards and bulletins to support awareness of requirements
+ Create and deliver Compliance training presentations to emphasize important regulatory and policy principles, and
+ Participate in firm-wide risk assessment, monitoring and testing initiatives
Required qualifications, capabilities, and skills
+ Excellent verbal and written communication skills
+ Ability to manage multiple initiatives simultaneously in a dynamic, fast-paced environment
+ Strong interpersonal skills
+ Strong organizational, project management and presentation skills
+ Bachelor's degree with 6+ years of experience
Preferred qualifications, capabilities, and skills
+ Knowledge Futures Exchange, CFTC and NFA rules relating to Commodities
+ Masters' or Law degree with 4+ years of experience
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set, and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans
Base Pay/Salary
New York,NY $128,250.00 - $195,000.00 / year
As a Compliance Risk Management Lead for the Commodities team within Compliance, Conduct and Operational Risk (CCCOR), you will be covering the Global Commodities Group (GCG) in the Corporate & Investment Bank (CIB). You will need to be comfortable working with a wide range of stakeholders including senior management, and maintain credible relationships across technology and control organizations.
Job Responsibilities
+ Identifying and managing compliance and conduct risk related to trading of financial OTC derivatives, listed futures and physical commodities
+ Provide independent challenge related to business decision-making and risk management processes
+ Build and maintain strong relationships with front-office personnel, business managers, control managers, technology and other business-aligned corporate functions to facilitate dialogue and effective implementation of solutions
+ Work proactively to maintain, enhance and develop an effective control environment and supervisory program
+ Provide Compliance perspective in New Business Initiative and Change Management reviews;
+ Draft and review Compliance policies, standards and bulletins to support awareness of requirements
+ Create and deliver Compliance training presentations to emphasize important regulatory and policy principles, and
+ Participate in firm-wide risk assessment, monitoring and testing initiatives
Required qualifications, capabilities, and skills
+ Excellent verbal and written communication skills
+ Ability to manage multiple initiatives simultaneously in a dynamic, fast-paced environment
+ Strong interpersonal skills
+ Strong organizational, project management and presentation skills
+ Bachelor's degree with 6+ years of experience
Preferred qualifications, capabilities, and skills
+ Knowledge Futures Exchange, CFTC and NFA rules relating to Commodities
+ Masters' or Law degree with 4+ years of experience
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set, and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans
Base Pay/Salary
New York,NY $128,250.00 - $195,000.00 / year
Source : JPMorgan Chase
