Director | Cash Management Operations - Mosaic Partners
Minneapolis, MN
About the Job
Top Tier Asset Management firm is looking for a Cash Management Operations Professional to join their growing team. This is an excellent opportunity to drive the overall business strategy to support the firm’s strategic growth and lead transformation initiatives to create meaningful change in the standards for service, innovation, and risk management. You will collaborate with various partners across FIRM while building trust to help enable change that will create a lasting impact in the organization.
QUALIFICATIONS
- 4-year degree from an accredited university or equivalent OR High school diploma or equivalent
- 7+ years of securities, banking, technology and/or job specific industry experience
License FINRA Series 7 or 99 required - 10+ years prior securities, banking, technology industry and/or job specific related experience
- Understanding of Net Capital and Funding a plus
- 7+ years Broker dealer cash management operations, project management, vendor management, analysis, and/or risk control experience
- 7+ years demonstrated and sound leadership experience; both direct and indirect leadership
- Knowledge of Net Capital Rules and impacts of the calculation driven from client cash movements
- Experience with Fraud processing
- Proven leadership in driving technology changes including innovation
- FINRA Series 27 preferred
This role will sit HYBRID out of the Minneapolis, MN office or can COMMUTE every 2 Weeks for 3 Days in Minneapolis, MN (company will cover costs).
Source : Mosaic Partners
