Financial Risk & Controls Manager - Advisor Group

Current Employees and Contractors Apply Here Osaic Careers Internal Control over Financial Reporting Opportunity in Financial Services Financial Risk and Controls Manager Location(s): 18700 Hayden Rd., Scottsdale, AZ 85255 12325 Port Grace Blvd., La Vista, NE 68128 Osaic offers a hybrid work schedule, so we are seeking candidates willing to work a split schedule between home and the office. Role Type: Full time Salary: $130,000 - $154,000 per year + annual bonus Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education. Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits Summary: We are looking for a driven and motivated individual to join our Financial Risk and Controls team to help develop and lead Osaic’s SOX compliance program. Opportunities to work with an internal and external team to implement a program to assess the environment’s internal controls over financial reporting. The role works with individuals and teams across the organization to maintain effective controls and supporting Osaic’s strategic objectives. The role also supports the growth of the control environment through providing training on risk and control topics and collaborating with risk partners. Responsibilities: Manage the overall SOX compliance program, including risk assessment, risk and control identification, design assessments, operating effectiveness testing, and deficiency evaluation. Perform project management to ensure SOX program goals are being met timely and accurately. Provide training as necessary to control owners and others, as applicable, to ensure an effective SOX program. Coordinate with other risk groups and the external auditor to ensure program alignment and efficiency. Communicated clearly, timely, and efficiently with stakeholders and members of management to provide status updates, identify and resolve issues, and report on any matters as needed. Management and develop the team through coaching and performance feedback to help meet their goals and organizational goals. Education Requirements: Master’s degree in accounting preferred, bachelor’s degree from accredited university in accounting required. CPA and/or CIA preferred Basic Requirements: 3-5 years of internal controls over financial reporting experience 1-3 years of experience supervising employees directly Strong internal controls experience, specifically in SOX, with all elements of SOX program, including assessing documentation. Strong communication skills including written, oral, and preparation of presentations Adaptability and openness to change in the workplace as this role works with teams across the organization with consistently changing processes. Preferred Requirements: Financial services experience AuditBoard and Workday experience Current Employees and Contractors Apply Here Don't see a job that works for you? Not to worry, you can still introduce yourself to us by clicking on, Get Started.