Quality and Control Manager - Account Recordkeeping - Computershare
Louisville, KY
About the Job
Location: Louisville, KY - Canton, MA, Toronto, CAN - Montreal, CAN - Calgary, CAN
This is a hybrid position primarily based inLouisville, KY - Canton, MA, Toronto, CAN - Montreal, CAN - Calgary, CAN. We are committed to your flexibility and wellbeing and our hybrid strategy currently requires three days a week in the office, giving you the option to work remotely for some of your working week.Find out more about our culture of flexible working.
A role you will love
The Manager of Quality and Control for Account Recordkeeping will partner with the Account Recordkeeping senior management team to drive delivery across the global function for quality and control-related functions. The role has direct responsibility for approximately 40 staff in the US plus 15 offshore and another 12 with indirect reporting lines from Canada, the United Kingdom, and Australia.
Ensure timely and accurate quality review of high-risk transactions.
Execute risk management functions in partnership with Regional Managers.
Work with Global Control and Governance (GCG) to maintain Business Processes, Risk Registers, Controls, and End-user computing (EUC).
Root cause analysis.
Manage Findings and Remediation Plans.
Perform PRCSA’s and Control Self Assessments.
Maintain Global DOPs and Checklists for Account Recordkeeping.
Manage Internal and External Audits in partnership with Audit and GCG.
Develop and assess Business Continuity Planning and execute Testing.
Deliver Training and/or Support L&D.
People Management – Ensure goals and objectives for staff are in place and proactively managed. Develop and challenge team members; coach, assist, and facilitate corrective action where applicable.
Develop and implement initiatives that support the CPU / GCO strategy, goals, and priorities.
Participate and support requests from other departments as needed.
Through proactive efforts and personal example, lead your organization and others in Being Purple.
What will you bring to the role?
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.
Required:
- Bachelor's degree or equivalent experience required
- 10 years of experience managing teams in securities processing operations.
- At least 5 years of experience managing managers or team leads.
- Ability to interact and manage internal and external auditors, regulators and stakeholders at senior levels
- Experience operating in a matrix reporting line environment
- Ability to think strategically and apply strategic goals to area of responsibility
Rewards designed for you
Flexible work to help you find the best balance between work and lifestyle.
Health and wellbeing rewards that can be tailored to support you and your family.
Invest in our business by setting aside salary to purchase shares in our company, and you’ll receive a company contribution as well.
Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future.
And more. Ours is a welcoming and close-knit community, with experienced colleagues ready to help you grow. Our handbook will help you find out more about our rewards and life at Computershare, visit Computershare.com/careers-handbook