Registered Funds Associate Attorney at Pernini Legal, LLC

Registered Funds Associate Attorney

Location: New York, NY

Our client, a leading global AmLaw 50 law firm, is seeking a talented Registered Funds Associate Attorney to join their well-established Financial Services group. Renowned for providing counsel to prominent financial services firms, asset managers, and investment funds, this group represents clients from start-ups and boutique operations to some of the largest financial institutions globally. Recognized as a top-tier law firm in investment fund services by industry publications like Chambers USA.

Candidate Profile:

• JD from a top-tier law school with a strong academic record.
• Active Bar Admission in New York.
• 3-6 years of substantive experience in registered investment companies.
• Familiarity with the Investment Company Act and Investment Advisers Act is necessary.
• Exposure to exchange-traded funds, variable insurance products, business development companies, investment advisers, or commodities is advantageous.
• Preference for candidates with prior experience in a large law firm, in-house, or a regulatory agency.

Key Responsibilities

• Advise clients on complex issues relating to registered investment companies, supporting a diverse client base that includes start-ups, boutique firms, and global financial institutions.
• Provide counsel on regulatory compliance with the Investment Company Act and Investment Advisers Act, and other pertinent regulations.
• Draft, review, and negotiate fund documentation, disclosures, and other relevant materials for mutual funds, exchange-traded funds, and other investment products.
• Collaborate with cross-functional teams to manage client engagements, contributing legal insight and strategic guidance across a variety of fund structures and transactions.
• Stay abreast of emerging trends in the financial services industry to proactively identify client opportunities and address challenges.

Why Join?

The role offers a competitive starting salary of $260,000+, commensurate with class year and experience. Joining this team offers the opportunity to work at the forefront of registered funds and investment management law, with a client roster featuring both emerging firms and established institutions. The firm offers a robust benefits package, including health, dental, and vision insurance, generous parental leave, family care support, a 401(k) plan, and other valuable perks. Associates benefit from a supportive, collaborative culture that values professional development and provides resources for career advancement.

Application Requirements

Interested candidates should submit a cover letter, resume, and law school transcript.