Regulatory Analyst, Sr - AP Recruiters

Regulatory Analyst, Sr

12 months W2 Contract

 Palm Beach Gardens, FL 33458

Job Overview

This job is responsible for assisting in the management and coordination the Companys compliance activities. Employees in this job provide interpretive guidance and training; and oversee the development of business unit controls for new regulations or new business initiatives.

Job Duties & Responsibilities

Ensures content of compliance policies and procedures are up-to-date

Maintains the Companys compliance intranet site as an education and informational sharing tool

Assists managers in the development and delivery of compliance training

Maintains all electronic files, reports, filed documents, etc. related to compliance activities

Monitors compliance activities at regulatory agencies and informs managers, directors, and business units

Communicates new or revised compliance documentation

Provides oversight, analysis and guidance to employees and/or business units

Prepares Executive Management Reports

Performs spot checks of business unit controls, analyzes and presents results

Conducts benchmarking research on best practices

Works with the appropriate departments to gain agreement, makes changes, and revises the Code of Business Conduct and Ethics or Senior Officer Code as necessary

Performs other job-related duties as assigned

Required Qualifications

High School Grad / GED

Bachelor's Degree

Experience: 4+ years

Preferred Qualifications

Master's Degree