Securities Operations Specialist III - Principal Financial Group

What You'll Do:

We’re looking for a Securities Operations Specialist III to join our Trust & Custody PCS team in Minneapolis, MN! In this role, you’ll act as the primary resource for critical production or escalation issues while providing management-level reporting to include service quality, volume tracking, and/or staff performance.

• Demonstrates In-depth knowledge of processes within immediate team and performs operational tasks for highly complex financial transactions.
• Performs balancing, reconciling, research and resolution for the most complex differences.
• Leads and/or participates in production improvement efforts and addresses procedural impacts. Provides back-up for most department functions.
• Leads and/or participates in project management.
• Understands internal control framework and uses this information to provide risk mitigation techniques, while prioritizing and focusing on the higher risk items.
• Consistently demonstrates a positive, solution-oriented mindset with a commitment to collaboration.

Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!

Who You Are:

• High School Diploma or equivalent.
• 5+ years of experience in customer service, operations, financial services or business processing.
• Trust & Custody experience is strongly preferred.
• Strong attention to detail and accuracy.
• Good verbal, written and interpersonal communication skills.
• Advanced organizational and multi-tasking skills.
• Has advanced and specialized expertise, typically developed through a combination of job-related training and work experience.

Salary Range Information:Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.Salary Range:$26.97 - $36.49 / hourTime Off Program:Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.Pension Eligible:YesAdditional Information:

Location

We are hiring for our Minneapolis, MN office location. This role offers in-office hybrid work (blending at least three office days in a typical workweek).

Work Authorization/Sponsorship

At this time, we're not considering candidates that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States? This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.

Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Investment Code of Ethics

For Principal Global Investors positions, you’ll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Experience Principal

While our expertise spans the globe, we're bound by one common purpose: to foster a world where financial security is accessible to all. And our success depends on the unique experiences, backgrounds, and talents of our employees – individually and all of us together. Explore our core values, benefits and why we’re an exceptional place to grow your career.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Posting Window:We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.Date First Posted (TTF):9/25/2024Latest Post Date: Careers - US:9/25/2024