Senior Auditor - ARC Group

Senior Auditor, Global Market Ops, NFRR, Tax & Credit Reporting Ops
ARC Group is currently looking for a Senior Auditor (Global Market Ops, NFRR, Tax & Credit Reporting Ops) for a Fortune 500 company we are representing in the Banking/Financial Industry. The right candidate will have an advanced degree (Such as CIA, CISA, or CPA), experience with Audit or risk control risk/controls, background in financial services, and 3+ years of relevant Audit and risk. The department of this position is located in Charlotte, NC.
 
Candidates must currently have PERMANENT US work authorization.  Sorry, but we are not considering any candidates from outside companies for this position (no C2C, 3^rd party / brokering).

Job description

At Client, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Client believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Client will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us!

 

Job Description:

This job is responsible for independently performing test work during highly complex audit activities for Global Markets Operations (GMO) and NFRR, Tax and Credit Reporting Operations (NTCO) Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

 

Responsibilities:

• Understanding business processes, identifying material risks and mitigating controls

• Designing and executing audit tests to evaluate the control environment

• Assessing test exceptions (including related issues for business impact)

• Recommending issue severity ratings under the supervision of senior team members.

• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit program, and leverages automation and innovative methods in a timely and high- quality manner

• Develops skills to use innovative tools to complete audit activities more efficiently (e.g., testing)

• Validation of issue remediation by businesses

• Establishes business partner relationships, primarily with line management, to develop business knowledge

• Exercises sound judgment to effectively influence process and control owners to improve the control environment while developing knowledge of product, business, and technical expertise

 

Required Qualifications:

• 3+ years Audit or risk control risk/controls background preferably in financial services.

• Strong project management skills, proven organizational, coordination and action tracking skills.

• Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.

• Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.

• Ability to work as individual contributor remotely, attention to detail, ability to manage projects to completion.

• Excellent organizational skills with keen ability to prioritize daily tasks with project work as well as ad hoc requests

• Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.

• Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility.

• Strong team player skills and ability to work in a multicultural environment

• Proven verbal and written communication skills

• Strong analytical and technical skills

• Solution oriented attitude

• Independent thinker

 

Desired Qualifications:

• Bachelor's degree and/or Advanced degree

• Certified Internal Audit (CIA) certification

• Audit or risk control risk/controls background in financial services

• Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)

• Certifications (CIA, CISA etc. – CPA)

• Strong Risk mindset (look beyond the form to focus on the substance)

• Financial services industry acumen.

• Ability to process information and change audit focus quickly in line with risk assessments.

• Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks.

• Foundational knowledge of key Financial regulatory requirements applicable to APAC, EMEA & US

• Experience in performing end-to-end substantive testing. Understanding of statistical sampling testing approach is a plus.

 

Skills:

• Audit testing execution

• Internal Audit Review

• Issue Management

• Risk Management

• Audit Planning

• Analytical Thinking

• Project Management

• Automation

• Technical Documentation

• Attention to Detail

• Business Acumen

• Relationship Building

• Coaching

• Critical Thinking

Would you like to know more about this role? For immediate consideration, please send your resume directly to Suresh@arcgonline.com, or call 201.589.5859. You can also apply online and view all our open positions at www.arcgonline.com.

ARC Group is a Forbes-ranked a top 20 recruiting and executive search firm working with clients nationwide to recruit the highest quality technical resources. We have achieved this by understanding both our candidate's and client's needs and goals and serving both with integrity and a shared desire to succeed.

ARC Group is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.