VP Compliance Officer Testing & Monitoring - Phaxis LLC

3 days on-site in Malvern, PA

Role Summary: This position is focused on identifying, assessing, and testing controls related to compliance, as well as performing risk-based monitoring activities, particularly in the areas of consumer deposits and lending. The role involves close collaboration with various business units while maintaining appropriate independence. You will support the compliance program by identifying risks, conducting reviews, and assisting with issue management. Additionally, you'll work with advisory teams to ensure the effectiveness of the program.

Primary Responsibilities:

• Identify and evaluate compliance-related controls, and perform monitoring and testing activities related to deposit and lending regulations.
• Partner with business units to support compliance efforts while maintaining the necessary independence.
• Participate in the planning and execution of compliance-related tasks, including reviewing policies, procedures, and programs.
• Assist with risk identification and ensure appropriate issue management processes are followed.
• Write detailed compliance reports and track remediation of identified issues.
• Collaborate with advisory functions to enhance the overall effectiveness of the compliance program.

Skills and Qualifications:

• In-depth understanding of consumer compliance regulations and the ability to apply them in monitoring and testing situations.
• Strong organizational skills, including the ability to manage multiple priorities under tight deadlines.
• Excellent verbal and written communication skills.
• Sharp analytical, critical thinking, and problem-solving abilities with sound judgment.
• Ability to proactively identify risks and propose solutions.
• Ability to work independently and collaborate effectively with senior managers and peers.
• Ability to build productive working relationships across the organization.
• Stay current with internal policies and industry best practices.

Technical Proficiencies:

• Experience with compliance management tools like Resolver (or similar).
• Proficiency in Microsoft Office applications.